Schaltenbrand Nicole Frances Dubas

CFO and Treasurer, Director, 10% Owner, President, General Counsel and Secretary, CEO · SEC CIK 1143513
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Buy track record

How this insider's open-market purchases have performed
100%
of buys now in profit
26 up · 0 down
Avg return since buy+109.2%
Median return+124.0%
Best trade+163.9%
Worst trade+0.9%
Buys scored26
Average return by holding period — separates good entry timing from riding one long winner
After 1 month −6.3% 19% won · 26 trades
After 3 months +3.4% 65% won · 26 trades
After 6 months +7.6% 65% won · 26 trades
After 12 months +25.0% 76% won · 25 trades
DateCompany90d trendBuy priceValueΔOwn1M3M6M12MTo date
Nov 20, 2025 GLAD $20 $10K +19% +1.9% −6.7% −1.6% +0.9%
Dec 17, 2024 GAIIX $10 $2.5M +100% +0.0% +0.0% +0.0% +0.0% +1.9%
Dec 12, 2024 GAIIX $10 $1.25M +100% +0.0% +0.0% +0.0% +0.0% +1.9%
Feb 22, 2022 GLAD $11 $2.5K +6.5% +11.1% +5.8% −1.0% +1.5% +31.3%
Mar 16, 2020 GLAD $7 $5K NEW −6.4% +24.6% +25.8% +75.7% +163.9%
Mar 16, 2020 GLAD $7 $6.7K +14% −6.4% +24.6% +25.8% +75.7% +163.9%
Mar 12, 2020 GLAD $7 $35K +1.0% −4.4% +16.6% +21.2% +73.1% +158.7%
Mar 12, 2020 GLAD $7 $35K +1.0% −4.4% +16.6% +21.2% +73.1% +158.7%
Mar 12, 2020 GLAD $7 $3.3K +19% −4.4% +16.6% +21.2% +73.1% +158.7%
Mar 9, 2020 GLAD $8 $2K +11% −17.8% +4.7% +0.3% +42.2% +115.5%
Feb 25, 2020 GLAD $9 $47.2K +1.0% −40.7% −25.4% −14.6% +13.8% +80.1%
Feb 25, 2020 GLAD $9 $47.5K +1.0% −40.7% −25.4% −14.6% +13.8% +80.1%
Dec 7, 2018 GLAD $8 $25.3K +0.7% −4.0% +8.4% +15.0% +33.7% +123.7%
Dec 6, 2018 GLAD $8 $74.7K +2.0% −2.8% +10.4% +16.0% +35.8% +126.3%
Nov 21, 2018 GLAD $9 $5K +41% −18.1% +11.1% +14.7% +31.2% +120.5%
Nov 20, 2018 GLAD $9 $87.1K +2.3% −19.9% +10.1% +14.3% +33.0% +120.8%
May 8, 2018 GLAD $9 $89.1K +2.4% +3.7% +10.3% +8.0% +15.5% +124.3%
Feb 8, 2018 GLAD $9 $9K +54% −1.0% +1.5% +12.0% +8.4% +127.7%
Feb 8, 2018 GLAD $9 $12K NEW −1.0% +1.5% +12.0% +8.4% +127.7%
Feb 8, 2018 GLAD $9 $9.1K +0.1% −1.0% +1.5% +12.0% +8.4% +127.7%
Feb 8, 2018 GLAD $9 $103K +2.9% −1.0% +1.5% +12.0% +8.4% +127.7%
Dec 15, 2017 GLAD $9 $77K +2.1% +2.8% −1.6% +5.1% −2.8% +126.4%
Nov 29, 2017 GLAD $10 $36.2K +1.0% −5.8% −9.1% −3.0% −4.5% +111.4%
Nov 28, 2017 GLAD $10 $42.4K +1.1% −4.4% −10.0% −2.7% −4.6% +112.1%
Nov 27, 2017 GLAD $10 $60K +83% −3.7% −7.7% −2.1% −4.7% +113.4%
Aug 31, 2017 GLAD $9 $36.9K +1.1% +5.4% +9.5% +1.6% +17.1% +133.9%
How this is calculated. We score only open-market purchases (SEC code P) — the buys that carry real signal. Each trade's return is measured from the adjusted closing price on the purchase date to the latest close, accounting for stock splits and dividends. The 1M/3M/6M/12M columns show the same trade's return after each fixed holding period; a dash means that horizon hasn't elapsed yet or isn't priceable. Sales are excluded because insiders sell for many routine reasons. With only 26 scored trades, treat this as a small sample, not a verdict.
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Open-market buys
$4.61M
26 trades
Open-market sells
$429.3K
2 trades
Net flow
+$4.18M
Net buying
Total filings
29
transactions shown

Full transaction history

All Form 4 activity across every company, newest first
View on SEC EDGAR ↗
GLAD
Buy Schaltenbrand Nicole Frances Dubas · CFO and Treasurer · Open-market purchase · filed Nov 21, 2025 ΔOwn +19%

Schaltenbrand Nicole Frances Dubas, GLAD's CFO, spent $10K of their own money on 496 shares at $20, growing their stake 19%.

+$10K
496 sh @ $20
GLAD
Sell ENGLISH MICHELA A · Director · Open-market sale · filed Apr 14, 2025 ΔOwn −28%

English Michela A sold $5.3K of GLAD, trimming their stake 28%.

−$5.3K
225 sh @ $24
GAIIX
Buy GLADSTONE CAPITAL CORP · 10% Owner · Open-market purchase · filed Dec 18, 2024 ΔOwn +100%

Gladstone Capital Corp, GAIIX's 10% owner, spent $2.5M of their own money on 250,000 shares at $10, growing their stake 100%.

+$2.5M
250,000 sh @ $10
GAIIX
Buy GLADSTONE CAPITAL CORP · 10% Owner · Open-market purchase · filed Dec 13, 2024 ΔOwn +100%

Gladstone Capital Corp, GAIIX's 10% owner, spent $1.25M of their own money on 125,000 shares at $10, growing their stake 100%.

+$1.25M
125,000 sh @ $10
GLAD
Sell Marcotte Bob · President · Open-market sale · filed Dec 11, 2024 ΔOwn −5.9%

Marcotte Bob sold $423.9K of GLAD, trimming their stake 6%.

−$423.9K
15,500 sh @ $27
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GLAD
Buy Schaltenbrand Nicole Frances Dubas · CFO and Treasurer · Open-market purchase · filed Feb 23, 2022 ΔOwn +6.5%

Schaltenbrand Nicole Frances Dubas, GLAD's CFO, spent $2.5K of their own money on 230 shares at $11, growing their stake 7%.

+$2.5K
230 sh @ $11
GLAD
Buy Schaltenbrand Nicole Frances Dubas · CFO and Treasurer · Open-market purchase · filed Mar 17, 2020 ΔOwn NEW

Schaltenbrand Nicole Frances Dubas, GLAD's CFO, spent $5K of their own money on 763 shares at $7, opening a brand-new position.

+$5K
763 sh @ $7
GLAD
Buy LiCalsi Michael · General Counsel and Secretary · Open-market purchase · filed Mar 16, 2020 ΔOwn +14%

Licalsi Michael, GLAD's General Counsel a…, spent $6.7K of their own money on 1,000 shares at $7, growing their stake 14%.

+$6.7K
1,000 sh @ $7
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Mar 13, 2020 ΔOwn +1.0%

Marcotte Robert L, GLAD's President, spent $35K of their own money on 5,000 shares at $7, growing their stake 1%.

+$35K
5,000 sh @ $7
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Mar 13, 2020 ΔOwn +1.0%

Marcotte Robert L, GLAD's President, spent $35K of their own money on 5,000 shares at $7, growing their stake 1%.

+$35K
5,000 sh @ $7
GLAD
Buy Schaltenbrand Nicole Frances Dubas · CFO and Treasurer · Open-market purchase · filed Mar 13, 2020 ΔOwn +19%

Schaltenbrand Nicole Frances Dubas, GLAD's CFO, spent $3.3K of their own money on 476 shares at $7, growing their stake 19%.

+$3.3K
476 sh @ $7
GLAD
Buy Schaltenbrand Nicole Frances Dubas · CFO and Treasurer · Open-market purchase · filed Mar 10, 2020 ΔOwn +11%

Schaltenbrand Nicole Frances Dubas, GLAD's CFO, spent $2K of their own money on 254 shares at $8, growing their stake 11%.

+$2K
254 sh @ $8
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Feb 25, 2020 ΔOwn +1.0%

Marcotte Robert L, GLAD's President, spent $47.2K of their own money on 5,000 shares at $9, growing their stake 1%.

+$47.2K
5,000 sh @ $9
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Feb 25, 2020 ΔOwn +1.0%

Marcotte Robert L, GLAD's President, spent $47.5K of their own money on 5,000 shares at $9, growing their stake 1%.

+$47.5K
5,000 sh @ $9
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Dec 7, 2018 ΔOwn +0.7%

Marcotte Robert L, GLAD's President, spent $25.3K of their own money on 3,000 shares at $8, growing their stake 1%.

+$25.3K
3,000 sh @ $8
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Dec 7, 2018 ΔOwn +2.0%

Marcotte Robert L, GLAD's President, spent $74.7K of their own money on 9,000 shares at $8, growing their stake 2%.

+$74.7K
9,000 sh @ $8
GLAD
Buy Schaltenbrand Nicole Frances Dubas · CFO and Treasurer · Open-market purchase · filed Nov 21, 2018 ΔOwn +41%

Schaltenbrand Nicole Frances Dubas, GLAD's CFO, spent $5K of their own money on 582 shares at $9, growing their stake 41%.

+$5K
582 sh @ $9
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Nov 20, 2018 ΔOwn +2.3%

Marcotte Robert L, GLAD's President, spent $87.1K of their own money on 10,000 shares at $9, growing their stake 2%.

+$87.1K
10,000 sh @ $9
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed May 8, 2018 ΔOwn +2.4%

Marcotte Robert L, GLAD's President, spent $89.1K of their own money on 10,000 shares at $9, growing their stake 2%.

+$89.1K
10,000 sh @ $9
GLAD
Buy Merrick Caren D · Director · Open-market purchase · filed Feb 9, 2018 ΔOwn +54%

Merrick Caren D, GLAD's Director, spent $9K of their own money on 1,000 shares at $9, growing their stake 54%.

+$9K
1,000 sh @ $9
GLAD
Buy Schaltenbrand Nicole Frances Dubas · CFO and Treasurer · Open-market purchase · filed Feb 9, 2018 ΔOwn NEW

Schaltenbrand Nicole Frances Dubas, GLAD's CFO, spent $12K of their own money on 1,329 shares at $9, opening a brand-new position.

+$12K
1,329 sh @ $9
GLAD
Buy GLADSTONE DAVID · Director, CEO · Open-market purchase · filed Feb 9, 2018 ΔOwn +0.1%

Gladstone David, GLAD's CEO, spent $9.1K of their own money on 1,000 shares at $9.

+$9.1K
1,000 sh @ $9
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Feb 9, 2018 ΔOwn +2.9%

Marcotte Robert L, GLAD's President, spent $103K of their own money on 11,400 shares at $9, growing their stake 3%.

+$103K
11,400 sh @ $9
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Dec 18, 2017 ΔOwn +2.1%

Marcotte Robert L, GLAD's President, spent $77K of their own money on 8,200 shares at $9, growing their stake 2%.

+$77K
8,200 sh @ $9
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Nov 30, 2017 ΔOwn +1.0%

Marcotte Robert L, GLAD's President, spent $36.2K of their own money on 3,671 shares at $10, growing their stake 1%.

+$36.2K
3,671 sh @ $10
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Nov 30, 2017 ΔOwn +1.1%

Marcotte Robert L, GLAD's President, spent $42.4K of their own money on 4,329 shares at $10, growing their stake 1%.

+$42.4K
4,329 sh @ $10
GLAD
Buy WILKINSON WALTER H · Director · Open-market purchase · filed Nov 28, 2017 ΔOwn +83%

Wilkinson Walter H, GLAD's Director, spent $60K of their own money on 6,134 shares at $10, growing their stake 83%.

+$60K
6,134 sh @ $10
GLAD
Buy Marcotte Robert L · President · Open-market purchase · filed Sep 1, 2017 ΔOwn +1.1%

Marcotte Robert L, GLAD's President, spent $36.9K of their own money on 4,000 shares at $9, growing their stake 1%.

+$36.9K
4,000 sh @ $9

Frequently asked questions

How is Schaltenbrand Nicole Frances Dubas's win rate calculated?

We take every open-market purchase (SEC code P) we can match to a stock price, then compare the split- and dividend-adjusted price on the purchase date to the most recent close. The win rate is the share of those buys currently trading above the purchase price. Sales and share grants are not scored.

Why are some buys not included in the score?

A purchase is excluded if we can't price it — for example if the ticker is missing from the filing, the company has been delisted, or the security isn't a common stock we can match to market data. Excluded counts are shown next to the scored total.

What do the 1M / 3M / 6M / 12M columns mean?

They show each purchase's return after a fixed holding period — one, three, six, and twelve months from the buy date — using split- and dividend-adjusted prices. This separates good entry timing from simply holding a long-running winner. A dash means that horizon hasn't elapsed yet for that trade, or the stock couldn't be priced at that date.

Does a high win rate mean I should copy this insider?

No. Past performance does not predict future results, sample sizes are often small, and an insider's edge in their own company doesn't transfer to yours. This is context, not a recommendation. InsiderSource is not investment advice.

Where does this data come from?

Trades come from Schaltenbrand Nicole Frances Dubas's SEC Form 4 filings on EDGAR. Prices come from public market data and are split/dividend-adjusted. Always verify against the original filings before acting.