EQS

EQUUS TOTAL RETURN, INC.

SEC CIK 878932
$1.22 −6.9% · 90 days
90-day buys
$0
0 open-market
90-day sells
$0
0 open-market
Net insider flow
+$0
Net buying
Filings shown
35
Most recent
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At a glance

Insiders at EQS have made no open-market trades in the last 90 days — the activity below is grants, option exercises, and other routine filings.

Largest recent trade: Des Pallieres Bertrand sold $4.43M of EQS, trimming their stake 84%.

Most active filer: Des Pallieres Bertrand, with 6 transactions among the recent filings shown.

Insider transaction history

Form 4 filings for EQS, newest first
View on SEC EDGAR ↗
EQS
Buy KNAUSS ROBERT L · Director · Open-market purchase · filed Jul 18, 2023 ΔOwn +1.1%

Knauss Robert L, EQS's Director, spent $1.5K of their own money on 1,000 shares at $1, growing their stake 1%.

+$1.5K
1,000 sh @ $1
EQS
Buy Atkinson Fraser · Director · Open-market purchase · filed May 3, 2021 ΔOwn +9.7%

Atkinson Fraser, EQS's Director, spent $7.6K of their own money on 4,034 shares at $2, growing their stake 10%.

+$7.6K
4,034 sh @ $2
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EQS
Buy Atkinson Fraser · Director · Open-market purchase · filed May 3, 2021 ΔOwn +1.7%

Atkinson Fraser, EQS's Director, spent $1.3K of their own money on 700 shares at $2, growing their stake 2%.

+$1.3K
700 sh @ $2
EQS
Buy Atkinson Fraser · Director · Open-market purchase · filed May 3, 2021 ΔOwn +0.2%

Atkinson Fraser, EQS's Director, spent $190 of their own money on 100 shares at $2.

+$190
100 sh @ $2
EQS
Buy Atkinson Fraser · Director · Open-market purchase · filed May 3, 2021 ΔOwn +3.4%

Atkinson Fraser, EQS's Director, spent $2.6K of their own money on 1,352 shares at $2, growing their stake 3%.

+$2.6K
1,352 sh @ $2
EQS
Buy Atkinson Fraser · Director · Open-market purchase · filed May 3, 2021 ΔOwn +84%

Atkinson Fraser, EQS's Director, spent $34.1K of their own money on 18,016 shares at $2, growing their stake 84%.

+$34.1K
18,016 sh @ $2
EQS
Buy Hardy John A. · Director, CEO, 10% Owner · Open-market purchase · filed Jul 17, 2020 ΔOwn +646%

Hardy John A., EQS's CEO, spent $3.78M of their own money on 3.23M shares at $1, growing their stake 646%.

+$3.78M
3.23M sh @ $1
EQS
Sell MVC CAPITAL, INC. · 10% Owner · Open-market sale · filed Jul 17, 2020 ΔOwn −100%

Mvc Capital, Inc. sold $3.78M of EQS, trimming their stake 100%.

−$3.78M
3.23M sh @ $1
EQS
Sell TOKARZ MICHAEL T · 10% Owner · Open-market sale · filed Jul 17, 2020 ΔOwn −100%

Tokarz Michael T sold $3.78M of EQS, trimming their stake 100%.

−$3.78M
3.23M sh @ $1
EQS
Sell MVC CAPITAL, INC. · 10% Owner · Open-market sale · filed Aug 13, 2019 ΔOwn −16%

Mvc Capital, Inc. sold $985.5K of EQS, trimming their stake 16%.

−$985.5K
608,310 sh @ $2
EQS
Sell TOKARZ MICHAEL T · 10% Owner · Open-market sale · filed Aug 13, 2019 ΔOwn −16%

Tokarz Michael T sold $985.5K of EQS, trimming their stake 16%.

−$985.5K
608,310 sh @ $2
EQS
Sell TOKARZ MICHAEL T · 10% Owner · Open-market sale · filed Jul 30, 2019 ΔOwn −14%

Tokarz Michael T sold $1.03M of EQS, trimming their stake 14%.

−$1.03M
608,310 sh @ $2
EQS
Sell MVC CAPITAL, INC. · 10% Owner · Open-market sale · filed Jul 30, 2019 ΔOwn −14%

Mvc Capital, Inc. sold $1.03M of EQS, trimming their stake 14%.

−$1.03M
608,310 sh @ $2
EQS
Sell TOKARZ MICHAEL T · 10% Owner · Open-market sale · filed Jul 26, 2019 ΔOwn −16%

Tokarz Michael T sold $1.03M of EQS, trimming their stake 16%.

−$1.03M
608,310 sh @ $2
EQS
Sell MVC CAPITAL, INC. · 10% Owner · Open-market sale · filed Jul 26, 2019 ΔOwn −16%

Mvc Capital, Inc. sold $1.03M of EQS, trimming their stake 16%.

−$1.03M
608,310 sh @ $2
EQS
Buy Atkinson Fraser · Director · Open-market purchase · filed Mar 20, 2017 ΔOwn +999%

Atkinson Fraser, EQS's Director, spent $46.8K of their own money on 19,500 shares at $2, growing their stake 1032%.

+$46.8K
19,500 sh @ $2
EQS
Buy des Pallieres Bertrand · Director, 10% Owner · Open-market purchase · filed Mar 20, 2017 ΔOwn +0.7%

Des Pallieres Bertrand, EQS's 10% owner, spent $36K of their own money on 15,000 shares at $2, growing their stake 1%.

+$36K
15,000 sh @ $2
EQS
Buy KNAUSS ROBERT L · Director · Open-market purchase · filed Mar 17, 2017 ΔOwn +29%

Knauss Robert L, EQS's Director, spent $50.4K of their own money on 21,000 shares at $2, growing their stake 29%.

+$50.4K
21,000 sh @ $2
EQS
Buy Hankinson Henry W · Director · Open-market purchase · filed Mar 17, 2017 ΔOwn NEW

Hankinson Henry W, EQS's Director, spent $46.8K of their own money on 19,500 shares at $2, opening a brand-new position.

+$46.8K
19,500 sh @ $2
EQS
Buy Hardy John A. · Director, Chief Executive Officer · Open-market purchase · filed Mar 17, 2017 ΔOwn NEW

Hardy John A., EQS's CEO, spent $1.2M of their own money on 500,000 shares at $2, opening a brand-new position.

+$1.2M
500,000 sh @ $2
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About EQS insider activity

This page tracks every recent Form 4 filed for EQUUS TOTAL RETURN, INC. with the U.S. Securities and Exchange Commission. Form 4 is the disclosure that company insiders — officers, directors, and holders of more than 10% of the stock — must file within two business days of buying or selling shares.

The summary above nets open-market purchases against open-market sales over the trailing 90 days. Open-market trades (codes P and S) tend to carry the most signal because they reflect a deliberate choice to put money in or take it out, as opposed to routine grants, option exercises, or tax-withholding events. Use the badges on each row to tell them apart, and always confirm details against the original filing before drawing conclusions.

Frequently asked questions

How often is EQS insider data updated?

Continuously. We read from SEC EDGAR, so new Form 4 filings for EQUUS TOTAL RETURN, INC. usually appear here within minutes of being accepted by the SEC.

What does "net insider flow" mean?

It is the total dollar value of open-market insider purchases minus open-market sales over the last 90 days. A positive number (green) means insiders bought more than they sold; a negative number (red) means the reverse.

Why do some rows show grants or option exercises instead of buys?

Insiders receive stock through compensation as well as buying it outright. Form 4 captures all of these. We label each transaction by its SEC code so you can focus on open-market activity if you prefer.

Is this investment advice?

No. InsiderSource presents public filing data for informational purposes only. Insider activity is one of many factors to consider and is never a recommendation to buy or sell.